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SEC’s Final Clawback Rules: What to Know

March 14, 2023 Robert Harrington

The U.S. Securities and Exchange Commission’s (SEC) long intermission on clawbacks is over. 

Act two began with the SEC’s adoption of the final clawback rules in October. Nasdaq and the New York Stock Exchange (NYSE) subsequently published their proposed listing standards for clawbacks on Feb. 22; both of which generally track SEC final regulations.  READ MORE

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rharrington@bullseye.consulting

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